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In re Mione

Citations: 214 A.D.2d 35; 631 N.Y.S.2d 522; 1995 N.Y. App. Div. LEXIS 9206

Court: Appellate Division of the Supreme Court of the State of New York; September 11, 1995; New York; State Appellate Court

Narrative Opinion Summary

The case involves an attorney who voluntarily resigned amid a pending investigation by the Grievance Committee into allegations of financial mismanagement concerning an estate, resulting in significant losses. The attorney, admitted to the bar in 1955, acknowledged his inability to defend against the allegations and signed a promissory note confessing to a debt exceeding $1 million to the estate, with partial repayment made. The resignation, supported by the Grievance Committee, led to the attorney's disbarment and removal from the roll of attorneys. The court ordered compliance with disbarment rules, prohibiting the attorney from practicing law or presenting himself as an attorney. Additionally, the attorney must make full restitution to the estate for the misappropriated funds and reimburse the Lawyers’ Fund for any awards related to his actions. The restitution order is enforceable as a civil judgment in any competent jurisdiction, providing a legal mechanism for the recovery of misappropriated assets.

Legal Issues Addressed

Disbarment Consequences and Compliance

Application: An attorney who resigns amid misconduct allegations is subject to disbarment and must comply with rules governing disbarred attorneys.

Reasoning: The court orders that Mione must comply with rules governing disbarred attorneys and is prohibited from practicing law, appearing in court, offering legal opinions, or presenting himself as an attorney.

Restitution and Civil Judgment Following Misconduct

Application: An attorney who misappropriates funds may be required to make full restitution, with the order being convertible into a civil judgment enforceable in any jurisdiction.

Reasoning: He is directed to make restitution to the Estate of James Manno for the full amount of the debt and to reimburse the Lawyers’ Fund for any awards made due to his misappropriation. This order can be entered as a civil judgment, enforceable in any competent jurisdiction.

Voluntary Resignation from the Bar Amidst Investigation

Application: An attorney facing allegations of financial misconduct may voluntarily resign, acknowledging their inability to defend against the charges.

Reasoning: Carl Mione has resigned as an attorney and counselor-at-law, effective immediately, following a pending investigation by the Grievance Committee regarding allegations of mishandling assets from the Estate of James Manno.