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Sexton v. Kelly

Citations: 95 A.D.3d 544; 943 N.Y.S.2d 516

Court: Appellate Division of the Supreme Court of the State of New York; May 8, 2012; New York; State Appellate Court

Narrative Opinion Summary

In this case, the Police Commissioner of New York City disciplined a police sergeant for failing to notify the Commissioner or the Legal Bureau of his intent to give character testimony at a trial. The disciplinary action, which involved the forfeiture of 15 vacation days, was based on the Police Department's Patrol Guide Procedure No. 211-09. The Commissioner determined that the sergeant was testifying in his official capacity as he identified himself as a Police Department Sergeant, even though the sergeant contested this. The court found the decision to be rational and supported by substantial evidence, upholding the disciplinary action. The sergeant's additional arguments were deemed unpersuasive, and the petition filed under CPLR article 78 was denied and dismissed without costs. The court retained jurisdiction in the interest of judicial economy, despite potential issues regarding the proper venue of the proceeding. The unanimous decision was concurred by Justices Mazzarelli, Saxe, Moskowitz, Renwick, and Freedman.

Legal Issues Addressed

Application of Patrol Guide

Application: The Patrol Guide was applicable since the petitioner acknowledged understanding that he would provide character testimony, irrespective of his claim of not testifying in an official capacity.

Reasoning: Furthermore, even if the petitioner argued he did not testify in an official capacity, the Patrol Guide still applied since he acknowledged an understanding that he would provide character testimony.

Judicial Economy in Retaining Jurisdiction

Application: The court retained jurisdiction over the matter to promote judicial economy despite potential issues regarding the proper venue.

Reasoning: The court maintained jurisdiction for judicial economy despite questions regarding the transfer of the proceeding.

Requirement to Notify Before Testifying

Application: The petitioner was required to notify the Police Commissioner or Legal Bureau of his intention to provide character testimony, which he failed to do, resulting in a disciplinary action.

Reasoning: The petitioner failed to notify the Police Commissioner and/or the Legal Bureau of his intention to provide character testimony at a trial, resulting in a forfeiture of 15 vacation days.

Testifying in Official Capacity

Application: The court found it rational and supported by substantial evidence that the petitioner testified in his official capacity as he identified himself as a Police Department Sergeant.

Reasoning: The Assistant Deputy Commissioner of Trials found sufficient justification for considering the petitioner as testifying in his 'official' capacity, as he identified himself as a Police Department Sergeant during the trial.