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United States v. Bradley Owen Austin

Citations: 902 F.2d 743; 1990 U.S. App. LEXIS 6788; 1990 WL 55053Docket: 88-3300

Court: Court of Appeals for the Ninth Circuit; May 2, 1990; Federal Appellate Court

Narrative Opinion Summary

The case involves a review by the Ninth Circuit of the indictment and conviction of the defendant, Austin, who faced multiple charges including violations of the Archaeological Resources Protection Act (ARPA), theft of government property, and possession of a controlled substance. The charges stemmed from Austin's illegal excavation of approximately 2,800 Native American artifacts from a protected site. Austin contested the ARPA charges, arguing the statute was unconstitutionally vague and overbroad, and claimed his actions were protected by the First Amendment under academic freedom. However, the court found the ARPA sufficiently clear in its prohibitions and not overreaching in scope. Austin also alleged prosecutorial vindictiveness due to the expansion of charges following his legal challenges, but the court dismissed this claim, noting the absence of improper motive and the legitimate legal basis for the additional charges. The court upheld Austin’s conviction on the ARPA charge, affirming that his conduct was clearly unlawful under the statute and that the prosecution acted within legal bounds.

Legal Issues Addressed

Application of the Archaeological Resources Protection Act (ARPA)

Application: The court applied ARPA to convict Austin for the unlawful excavation of archaeological resources, determining that his conduct clearly fell within the statute's prohibitions.

Reasoning: Austin was convicted for excavating scrapers and arrow points, which are clearly defined as weapons and tools, indicating that the statute provided fair notice of the prohibited conduct.

Constitutionality of the Archaeological Resources Protection Act (ARPA)

Application: Austin's challenge to the constitutionality of ARPA on grounds of vagueness and overbreadth was rejected as the statute was found to provide adequate notice of prohibited conduct and did not encroach on protected activities.

Reasoning: Austin does not argue that the First Amendment protects any of the activities covered by ARPA beyond his own excavating, thus failing to prove that ARPA is unconstitutionally overbroad.

Prosecutorial Vindictiveness

Application: The court rejected Austin's claim of prosecutorial vindictiveness, concluding that the addition of charges was not motivated by animus but was instead based on new legal findings.

Reasoning: While there may be a suggestion of animus, the record shows that the prosecution did not doubt the validity of its charges and worked towards a stipulated-facts trial on the ARPA count alone.

Vagueness Doctrine in Criminal Statutes

Application: The court found that ARPA was not impermissibly vague as it clearly defined the prohibited conduct, thereby providing fair notice to individuals like Austin engaged in such activities.

Reasoning: A plaintiff, like Austin, engaged in conduct clearly prohibited cannot claim vagueness concerning others.