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STATE ex rel. OKLAHOMA BAR ASSOCIATION v. KHUU

Citation: 2020 OK 82

Court: Supreme Court of Oklahoma; October 5, 2020; Oklahoma; State Supreme Court

Original Court Document: View Document

Narrative Opinion Summary

The case involves an attorney, referred to as the Respondent, who requested the Oklahoma Supreme Court's approval to resign from the Oklahoma Bar Association amid pending disciplinary proceedings. The disciplinary actions stem from multiple grievances alleging professional misconduct, including solicitation of a fraudulent marriage, mishandling client funds, and failure to maintain communication. Notably, the Respondent failed to provide required IOLTA bank statements and exhibited discrepancies in trust account records. The Respondent voluntarily submitted his resignation, acknowledging its contingent nature on Supreme Court approval and the consequence of disbarment, prohibiting reinstatement application for five years. The resignation was found compliant with the requisite rules, necessitating client notification and cost reimbursements to the Complainant and potential claims against the Client Security Fund. Consequently, the Supreme Court approved the resignation, striking the Respondent's name from the attorney roll, thereby formalizing the disbarment without additional costs imposed. The decision underscores the Court's regulatory authority over attorney conduct and disciplinary measures.

Legal Issues Addressed

Acknowledgment of Consequences of Resignation

Application: The Respondent acknowledged the consequences of his resignation, including disbarment and the inability to apply for reinstatement for five years.

Reasoning: He acknowledged that the resignation's effectiveness is contingent upon the Court's approval but intends for it to be effective from the filing date.

Compliance with Disciplinary Rules upon Resignation

Application: The Respondent's resignation was deemed compliant with necessary rules, requiring notification to clients and compliance with Rule 9.1 prior to any reinstatement.

Reasoning: The Respondent agrees to reimburse the Complainant $6.90 for investigative costs within 30 days and acknowledges potential claims against the Client Security Fund, agreeing to reimburse it for any disbursements prior to applying for reinstatement.

Misconduct Involving Client Funds and Communication

Application: The Respondent faced allegations related to the mishandling of client funds and inadequate communication, including failure to distribute settlement funds and maintain proper IOLTA records.

Reasoning: David Tran's grievance (DC 19-193) alleges neglect in disbursing settlement funds from his personal injury case and failure to communicate, despite a signed release over a year prior.

Supreme Court Authority over Attorney Resignation

Application: The Oklahoma Supreme Court holds the authority to approve or reject an attorney's resignation, which, if accepted, results in disbarment under the rules governing professional conduct.

Reasoning: The Supreme Court orders the approval of the resignation and the striking of his name from the attorney roll, with no additional costs imposed.

Voluntary Resignation Pending Disciplinary Proceedings

Application: The Respondent sought to resign from the Oklahoma Bar Association voluntarily while pending disciplinary actions for multiple grievances involving professional misconduct.

Reasoning: Tuan Anh Khuu requested approval from the Oklahoma Supreme Court to resign from the Oklahoma Bar Association while pending disciplinary proceedings related to allegations of professional misconduct.