You are viewing a free summary from Descrybe.ai. For citation checking, legal issue analysis, and other advanced tools, explore our Legal Research Toolkit — not free, but close.

Raymond J. Lucia Companies, In v. SEC

Citation: Not availableDocket: 15-1345

Court: Court of Appeals for the D.C. Circuit; June 26, 2017; Federal Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

The United States Court of Appeals for the District of Columbia Circuit addressed the petition for review filed by Raymond J. Lucia Companies, Inc. and Raymond J. Lucia against the Securities and Exchange Commission (SEC). The court heard the case and ultimately denied the petition for review, resulting in an equally divided court. Chief Judge Garland recused himself from the matter, and the decision was documented as per D.C. Cir. Rule 35(d). The judgment was filed on June 26, 2017, with Mark J. Langer serving as Clerk of the Court and Michael C. McGrail as Deputy Clerk.

Legal Issues Addressed

Judicial Recusal

Application: Chief Judge Garland recused himself from participating in the matter.

Reasoning: Chief Judge Garland recused himself from the matter, and the decision was documented as per D.C. Cir. Rule 35(d).

Petition for Review Denial

Application: The court denied the petition for review filed by Raymond J. Lucia Companies, Inc. and Raymond J. Lucia against the SEC due to an equally divided court.

Reasoning: The court heard the case and ultimately denied the petition for review, resulting in an equally divided court.