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United States v. Francisco Colorado Cessa

Citations: 861 F.3d 121; 2017 U.S. App. LEXIS 11303; 2017 WL 2742277Docket: 16-50328

Court: Court of Appeals for the Fifth Circuit; June 26, 2017; Federal Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

This case involves the appeal of a businessman convicted of conspiracy to commit money laundering for the Los Zetas cartel under 18 U.S.C. § 1956(h). The defendant appealed on multiple grounds, including alleged Brady and Giglio violations, improper jury instructions, prosecutorial misconduct, and double jeopardy concerns. Initially, the district court denied access to certain interview memoranda, failing to fully analyze their materiality under Brady standards. The appellate court remanded the case for further evaluation of these materials, emphasizing the need for a comprehensive Brady analysis. The court upheld the jury instruction on commingling funds, finding it permissive and legally sound, and rejected claims of prosecutorial misconduct before the grand jury. The court also determined that retrial did not violate double jeopardy principles, as the initial reversal was due to procedural errors rather than insufficient evidence. The case was remanded for further findings on the Brady claim, while the forfeiture issue remained unresolved pending the outcome of the remand. The appellate court retained jurisdiction over the appeal during the district court's compliance with its directions.

Legal Issues Addressed

Brady and Giglio Disclosure Requirements

Application: The appellate court remanded the case for further findings regarding the Brady and Giglio claims, emphasizing the necessity of disclosing interview memoranda that could contain exculpatory or impeachment evidence.

Reasoning: The district court failed to assess the materiality of undisclosed interview memoranda (302s) related to the defendant Colorado, focusing only on their favorability.

Double Jeopardy and Collateral Estoppel

Application: The court found that retrial did not violate double jeopardy principles because the initial reversal was based on procedural errors, not factual determinations of innocence.

Reasoning: Double jeopardy does not prevent retrial if a conviction is overturned due to procedural errors.

Forfeiture and Money Judgment

Application: The forfeiture of personal property and the imposition of a money judgment were contingent upon the validity of the conviction, which was under review due to the remand.

Reasoning: The court remanded Colorado's Brady claim to the district court for further findings on suppression and materiality, while not addressing Colorado's forfeiture claim due to its dependency on a valid conviction.

Permissive Jury Instructions and Commingling Inference

Application: The court upheld the use of a permissive jury instruction regarding the inference of intent from commingling funds, as long as it accurately reflects the law and allows the jury to weigh evidence.

Reasoning: In the second trial, the amended instruction clarified the permissive nature of inferences from commingling, allowing jurors to weigh evidence and consider all circumstances.

Prosecutorial Misconduct Before Grand Jury

Application: The court determined that there was no substantial evidence of prosecutorial misconduct that prejudiced the grand jury's decision, thus upholding the indictment.

Reasoning: The prosecutor was found not to have knowingly presented false or misleading information, and it was noted that an indictment cannot be dismissed merely based on later-questionable testimony unless there is evidence of government-sponsored perjury.