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Roy Lee Ward v. Robert E. Carter, Jr., Commissioner of the Indiana Department of Correction, and Ron Neal, Superintendent of the Indiana State Prison, in their official capacities

Citations: 79 N.E.3d 383; 2017 WL 2375548; 2017 Ind. App. LEXIS 234Docket: 46A03-1607-PL-1685

Court: Indiana Court of Appeals; June 1, 2017; Indiana; State Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

An Indiana death row inmate challenged the Indiana Department of Correction's (DOC) lethal injection protocol, arguing that it was adopted without compliance with the Administrative Rules and Procedure Act (ARPA), thus violating his due process rights. The DOC's protocol, introduced in 2014, involved a new combination of drugs not previously used in U.S. executions. The trial court dismissed the complaint, agreeing with the State's position that ARPA did not apply. On appeal, the Court of Appeals found that the execution protocols are subject to ARPA and constitute a 'rule' as they are agency statements with general applicability and legal effect on death row inmates. The court highlighted that DOC's rulemaking actions must adhere to ARPA procedures unless they pertain solely to internal matters. The appellate court reversed the trial court's decision, concluding that DOC's failure to comply with ARPA in adopting the execution protocol rendered it void. The case was remanded for further proceedings, affirming that statutory interpretation alone sufficed to support the inmate's claims, eliminating the need to address due process arguments.

Legal Issues Addressed

Application of Administrative Rules and Procedures Act (ARPA)

Application: The court determined that the Department of Correction's lethal injection protocol falls under the definition of a 'rule' as outlined in ARPA, requiring compliance with its procedures.

Reasoning: The Court of Appeals found that the General Assembly had not exempted the DOC from ARPA, concluding that the execution protocols fell within the statutory definition of 'rule,' thus reversing the trial court's decision.

Compliance with ARPA in Agency Rulemaking

Application: The court held that the DOC must follow ARPA's promulgation procedures when adopting rules, and failure to do so renders the rule void.

Reasoning: Thus, any changes to the execution protocol necessitate compliance with ARPA, and since the DOC did not follow this, the changes are void.

Definition of 'Rule' Under ARPA

Application: The court found that the execution protocol constitutes a 'rule' under ARPA as it is an agency statement of general applicability with legal effect affecting all death row inmates.

Reasoning: Under ARPA, a 'rule' encompasses agency statements of general applicability that have legal effect and affect individuals' rights. The execution protocol fits this definition, as it applies generally, has prospective effects, is binding, and impacts all death row inmates.

Interpretation of Statutory Language in Rulemaking

Application: The court emphasized that statutory language must be interpreted in conjunction with ARPA, and the permissive language in the lethal injection statute does not exempt DOC from ARPA's requirements.

Reasoning: The court disagrees, stating that the lethal injection statute must be interpreted alongside ARPA. Since the DOC is not excluded from ARPA's provisions, it is bound to comply with ARPA when adopting rules.