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State v. Roberts (Slip Opinion)

Citations: 2017 Ohio 2998; 150 Ohio St. 3d 47; 78 N.E.3d 851Docket: 2014-0989

Court: Ohio Supreme Court; May 30, 2017; Ohio; State Supreme Court

Original Court Document: View Document

Narrative Opinion Summary

This case involves the appellant, Roberts, who was convicted of aggravated murder, aggravated burglary, and aggravated robbery, and subsequently sentenced to death. The conviction arose from the shooting death of Robert Fingerhut, orchestrated by Roberts and her accomplice, Nathaniel Jackson. The initial death sentence was vacated twice due to procedural errors, including improper ex parte communication and failure to consider Roberts's allocution. Upon a third resentencing by a different judge, the death penalty was reimposed. Roberts appealed, contending that the absence of the original trial judge violated statutory and constitutional provisions. The court rejected her arguments, affirming the trial court's judgment. It held that a substitute judge can conduct resentencing based on the record, and the jury's original penalty-phase decision was valid. The court found that the aggravating circumstances outweighed mitigating factors, upholding the death sentence consistent with statutory requirements and relevant precedent.

Legal Issues Addressed

Aggravating Circumstances in Capital Sentencing

Application: The nature and circumstances of the offense can support the finding of prior calculation and design, which constitutes a statutory aggravating circumstance.

Reasoning: Detailed planning of the murder, referenced in the sentencing opinion, supports the finding of prior calculation and design, which qualifies as a statutory aggravating circumstance.

Consideration of Mitigating Factors

Application: The sentencing court must consider mitigating factors, but the weight assigned to them is determined based on their relevance and connection to the crime.

Reasoning: The court clarified that while mitigating factors may be considered, their relevance to the crime impacts their weight.

Constitutionality of Substitute Judge Considering Mitigation Evidence

Application: A substitute judge can impose a death sentence based on the written record without having personally heard all the evidence, consistent with the Eighth Amendment.

Reasoning: The court rejected Roberts' Eighth Amendment argument, asserting that the inability of the substitute judge to hear live testimony does not violate constitutional rights.

Ex Parte Communication and Allocution in Sentencing

Application: The trial court's improper ex parte communication and failure to consider the defendant’s allocution during sentencing required the death sentence to be vacated and remanded.

Reasoning: The trial court had improperly engaged in ex parte communication and failed to consider the defendant’s allocution during sentencing.

Resentencing by a New Judge in Capital Cases

Application: The substitution of a new judge for resentencing due to the unavailability of the original judge is permissible under Ohio law, and does not invalidate the imposition of a death sentence.

Reasoning: Judge Rice imposed a death sentence after a thorough review of the entire record from Roberts’s trial and proceedings on remand, explicitly stating he gave no deference to the prior trial judge’s decisions.

Role of Jury in Resentencing

Application: When a death sentence is vacated for reasons not affecting the jury's original verdict, a new penalty-phase hearing with a new jury is not required.

Reasoning: The ruling noted that the jury’s previous penalty-phase recommendation remained valid, as it was not tainted by reversible error, negating the need for a new jury or evidentiary retrial.