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In Re: Anthem, Inc. Data Breach Litigation

Citations: 236 F. Supp. 3d 150; 2017 U.S. Dist. LEXIS 23486; 2017 WL 680378Docket: Misc. No. 2016-2210

Court: District Court, District of Columbia; February 20, 2017; Federal District Court

Original Court Document: View Document

Narrative Opinion Summary

This case involves a lawsuit against Anthem, Inc. following a significant cyberattack in 2015 that compromised the personal information of approximately 80 million individuals, including federal employees. The plaintiffs filed a class-action lawsuit, leading to multidistrict litigation in the Northern District of California, alleging breaches of contract and insufficient data protection. During the litigation, the plaintiffs subpoenaed the Office of Personnel Management (OPM) for documents related to audits of Anthem's IT systems. OPM withheld some documents, citing deliberative process and law enforcement privileges. The court partially granted the plaintiffs' Motion to Compel, ruling that while many documents were protected under the deliberative process privilege, certain factual materials were not and should be disclosed. The court found that the plaintiffs failed to demonstrate that their need for deliberative materials outweighed the government's interest in non-disclosure. However, it concluded that materials not protected by privilege could be disclosed, as they were factual in nature and did not pose a risk to government processes. As a result, the court ordered the partial disclosure of specific audit-related documents, maintaining confidentiality through a protective order.

Legal Issues Addressed

Balancing Test for Qualified Privileges

Application: The court applied a balancing test to determine whether the Lead Plaintiffs' need for the documents outweighed the Government's interest in withholding them under the deliberative process privilege.

Reasoning: Lead Plaintiffs argue that they require these documents to support their case in ongoing multidistrict litigation in California...The court agrees with the Government, concluding that Lead Plaintiffs have not adequately shown that their need for the documents outweighs the Government's interest in withholding them.

Deliberative Process Privilege in Subpoena Context

Application: The court determined that certain documents withheld by the Office of Personnel Management (OPM) were protected by the deliberative process privilege, which shields predecisional and deliberative materials from disclosure.

Reasoning: The court determines that all withheld e-mails, alongside a portion of the audit workpapers and meeting write-ups, qualify for the deliberative process privilege.

Disclosure of Non-Deliberative Factual Material

Application: The court ordered the disclosure of certain factual materials that were not protected by the deliberative process privilege, finding that their release posed no significant risk to government self-evaluation processes.

Reasoning: Audit workpapers and meeting write-ups do not relate to any current or concluded criminal or civil investigations, thus they are not protected by privilege.

Law Enforcement Privilege in Audit Contexts

Application: The Government claimed law enforcement privilege over certain audit workpapers and meeting notes, arguing that their disclosure could impair future investigations.

Reasoning: Regarding documents not protected by the deliberative process privilege, the court examines the Government's assertion of the law enforcement privilege over certain audit workpapers and meeting notes.