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Estate of Norman D. Weeden, Deceased, William F. Weeden v. Commissioner of Internal Revenue

Citations: 685 F.2d 1160; 50 A.F.T.R.2d (RIA) 5762; 1982 U.S. App. LEXIS 26023Docket: 80-7127

Court: Court of Appeals for the Ninth Circuit; August 31, 1982; Federal Appellate Court

Narrative Opinion Summary

The case involves the estate of Norman D. Weeden and the determination of tax liability following a transfer of stock as a conditional gift to his nephews. In 1968, Weeden transferred shares of stock contingent upon the nephews paying the associated gift taxes, which they did in 1969. The IRS issued a deficiency notice for that year, asserting that Weeden realized taxable income when the taxes were paid. Initially, the Tax Court ruled in favor of Weeden, asserting no income was realized from the transaction. However, the Ninth Circuit reversed this decision, citing the Supreme Court ruling in Diedrich, which established that taxable income is realized when the donee pays gift taxes exceeding the donor's basis in the property. The court clarified that for cash basis taxpayers, income is recognized upon receipt, not when the obligation is established. It concluded that the donor benefits and realizes income in the year the gift taxes are paid. The case was remanded to the Tax Court to assess the estate's income tax liability, affirming that gift tax liability primarily rests on the donor, with the donee being responsible if the donor defaults.

Legal Issues Addressed

Gift Tax Liability and Income Realization

Application: The court determined that the gift tax liability primarily falls on the donor, and the donor realizes income when the donee pays the taxes.

Reasoning: The gift tax liability primarily falls on the donor, with the donee being secondarily responsible should the donor fail to pay.

Realization of Income from Conditional Gifts

Application: The Ninth Circuit held that a donor realizes taxable income during the year when the donee fulfills the condition of paying gift taxes that exceed the donor's basis in the property.

Reasoning: Weeden realized income from a conditional gift based on his nephews' payment of gift taxes in 1969.

Timing of Income Recognition for Cash Basis Taxpayers

Application: For cash basis taxpayers, income is recognized when received, not when earned, and the fair market value of the property must be ascertainable.

Reasoning: As a cash basis taxpayer, Weeden reported income when received, not when earned, under Int.Rev.Code. 1001(b).