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Simpson v. State, Commercial Fisheries Entry Commission

Citations: 101 P.3d 605; 2004 Alas. LEXIS 138; 2004 WL 2650298Docket: S-10948

Court: Alaska Supreme Court; November 19, 2004; Alaska; State Supreme Court

Narrative Opinion Summary

The Supreme Court of Alaska affirmed the superior court's decision upholding the Commercial Fisheries Entry Commission's (CFEC) permit allocation for the Northern Southeast Inside sablefish fishery, where participation was limited to seventy-three permits due to overfishing concerns. The CFEC used a point system to allocate permits based on historical fishing participation and economic dependence. Steven Simpson appealed the CFEC's denial of his application, arguing for additional points based on his role as a skipper in 1984, which CFEC denied due to his lack of a valid interim-use permit. The court found CFEC's decisions were justified under the substantial evidence standard and aligned with statutory requirements. The court also clarified that for non-distressed fisheries, the maximum number of permits should not fall below the highest count in any one of the past four years. Simpson's constitutional challenges to the limited entry system were dismissed, as the system is supported by Alaska's constitution for resource conservation. The court concluded that CFEC's permit allocation and determination of the optimum number of permits were reasonable, and Simpson failed to demonstrate that the CFEC's actions were arbitrary or erroneous.

Legal Issues Addressed

Constitutionality of Limited Entry Systems

Application: The limited entry system for fisheries is constitutionally supported, aiming to conserve resources, despite claims of exclusivity.

Reasoning: CFEC counters that the Alaska Constitution, particularly article VIII, section 15, supports the limited entry system for resource conservation.

Criteria for Skipper Participation Points

Application: Simpson was denied skipper participation points for 1984 because he did not hold a valid interim-use permit, as required under the regulations.

Reasoning: Simpson was determined ineligible for points as a skipper in 1984 because he did not own an interim-use permit but relied on a crewmember's permit.

Interpretation of ‘Maximum’ for Non-Distressed Fisheries

Application: For non-distressed fisheries, the maximum number of permits must be set at no lower than the highest number of units fished in any single year from the preceding four years.

Reasoning: The court now clarifies that for non-distressed fisheries, the maximum must be set at no lower than the highest number of units fished in any single year from the preceding four years...

Permit Allocation Based on Historical Participation

Application: The CFEC limited the number of permits to seventy-three, based on historical participation, to manage overfishing effectively.

Reasoning: The CFEC had limited participation in the Northern Southeast Inside sablefish fishery to seventy-three permits, following concerns about overfishing. This limit was based on the highest number of vessels operating in the fishery in the four years prior to 1985.

Requirements for Permit Lottery

Application: A lottery system is used if the number of applicants exceeds the established maximum permits by a certain amount, ensuring fair issuance.

Reasoning: If the number of applicants exceeds this limit, a lottery system will be used as outlined in AS 16.43.270b.

Substantial Evidence Standard for Administrative Decisions

Application: The court upheld CFEC's permit decisions, finding them justified under the substantial evidence standard for factual questions.

Reasoning: The standard of review for administrative decisions includes four main tests: the 'substantial evidence test' for factual questions...