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In Re Sumner

Citations: 665 A.2d 986; 1995 D.C. App. LEXIS 214; 1995 WL 611723Docket: 93-BG-1007

Court: District of Columbia Court of Appeals; October 19, 1995; District Of Columbia; State Supreme Court

Narrative Opinion Summary

In this disciplinary proceeding, a member of the District of Columbia Bar faced a thirty-day suspension for professional misconduct involving violations of several Rules of Professional Conduct. The attorney failed to competently represent a client seeking post-conviction relief, inadequately communicated with the client, and did not return client property or refund fees. The respondent also violated rules by not documenting the fee arrangement in writing and by making false statements about the status of trial transcripts to the client's representative. Despite the attorney’s personal challenges, including depression, the Board on Professional Responsibility recommended a suspension due to the serious nature of the misconduct, which included misrepresentation and neglect that significantly prejudiced the client. This recommendation was uncontested by both the respondent and Bar Counsel, and the court adopted the Board’s findings, emphasizing the gravity of the misconduct and the need for accountability within the legal profession.

Legal Issues Addressed

Client Communication under Rule 1.4(a)

Application: The respondent did not adequately inform his client about the status of the appeal, despite assurances that he would continue representation.

Reasoning: He also violated Rule 1.4(a) by not keeping his client informed about the appeal's status, particularly after assuring Ms. Bell he would pursue the matter.

Competent Representation under Rules 1.1(a) and 1.1(b)

Application: The respondent failed to provide competent legal representation by missing critical deadlines and not filing necessary motions, demonstrating a lack of competence in handling a criminal appeal.

Reasoning: Respondent's abandonment of Mr. Marshall and lack of experience in criminal appeals violated his obligation to provide competent representation as outlined in Rules 1.1(a) and 1.1(b).

False Statement to Third Party under Rule 4.1(a)

Application: The respondent misrepresented the status of ordered transcripts to the client’s agent, intending to mislead her about the appeal's progress.

Reasoning: Respondent is contesting the Hearing Committee's finding that he misrepresented to Ms. Bell regarding the ordering and receipt of the trial transcript, a serious issue since it allegedly aimed to mislead Ms. Bell.

Return of Client Property and Fees under Rule 1.16(d)

Application: Respondent failed to return client files to successor counsel and did not refund the legal fee promptly, contravening obligations to the client.

Reasoning: Furthermore, he did not provide files to successor counsel or refund the fee promptly, violating Rule 1.16(d).

Sanctions for Professional Misconduct

Application: The Board recommended a thirty-day suspension due to the respondent's serious misconduct, including misrepresentation and neglect, despite the respondent's mitigating personal circumstances.

Reasoning: A thirty-day suspension is recommended, justified by the misconduct's seriousness, despite some precedents for first-time violations not leading to suspension.

Written Fee Agreement under Rule 1.5(b)

Application: The respondent violated the requirement to document the fee arrangement in writing, leading to disputes over the nature of the fee paid by the client.

Reasoning: There was also no written fee agreement as required by Rule 1.5(b).