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United States v. David Safavian

Citations: 396 U.S. App. D.C. 307; 649 F.3d 688; 2011 U.S. App. LEXIS 9740; 2011 WL 1812348Docket: 09-3112

Court: Court of Appeals for the D.C. Circuit; May 13, 2011; Federal Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

The case involves a former Chief of Staff of the General Services Administration who was convicted on four counts related to falsifying information and obstruction of justice during an investigation into his interactions with lobbyist Jack Abramoff. Following a jury trial, the defendant sought a judgment of acquittal and a new trial, both of which the district court denied. The defendant's appeal centered on the legitimacy of his defense, particularly the 'literal truth' of his statements, and the exclusion of expert testimony intended to support his interpretation of a key phrase. The appellate court affirmed the convictions on most counts but remanded for a new trial due to the exclusion of expert testimony, which it deemed an abuse of discretion. The Government subsequently filed a superseding indictment, adding new charges. The district court denied the defendant's post-trial motions, including claims of prosecutorial vindictiveness. The appellate court upheld the district court’s ruling, finding that the Government provided sufficient objective justification to rebut the presumption of vindictiveness concerning the new charges. The court emphasized that the materiality of false statements is determined by their potential to influence agency functions, not their actual influence. Ultimately, the appellate court affirmed the lower court's judgment, finding no clear error in its determinations.

Legal Issues Addressed

Defense of Literal Truth

Application: Safavian argued that his statements were literally true regarding Abramoff’s business dealings with the GSA, but the court rejected this defense.

Reasoning: The appellate court affirmed his convictions, noting that the defense of 'literal truth' was central to his arguments, as Safavian contended that his statements regarding Abramoff’s business dealings with the GSA were not false based on his interpretation of 'doing business.'

Exclusion of Expert Testimony

Application: The district court excluded Safavian's expert testimony, judging it non-helpful and potentially confusing, an exclusion later deemed an abuse of discretion on appeal.

Reasoning: Safavian attempted to introduce expert testimony to support his interpretation of a phrase, but the district court excluded it, deeming it non-helpful and potentially confusing to the jury.

Materiality under 18 U.S.C. § 1001(a)(1)

Application: The appellate court determined that Safavian's false statements were material because they had the potential to influence the FBI's investigation.

Reasoning: The court reaffirmed its previous ruling in United States v. Moore, stating that a statement's materiality does not depend on its actual influence on an agency but rather on its potential to influence or affect agency functions or decisions.

Procedural Strategy in Criminal Trials

Application: The court upheld the Government's strategic decision to expand the indictment’s scope, finding it objectively reasonable and not indicative of vindictiveness.

Reasoning: The district court's acceptance of the Government's second argument was not clearly erroneous, as the Government acted objectively reasonably in altering its trial strategy following an adverse ruling on appeal.

Prosecutorial Vindictiveness

Application: The court found no prosecutorial vindictiveness in the addition of Count Five, as the Government provided sufficient objective evidence to rebut the presumption of vindictiveness.

Reasoning: The district court found sufficient evidence to presume vindictiveness regarding Count Five but concluded the government overcame this presumption with valid reasons.