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European Community v. RJR NABISCO, INC.

Citations: 814 F. Supp. 2d 189; 76 A.L.R. Fed. 2d 669; 2011 U.S. Dist. LEXIS 51651; 2011 WL 1841796Docket: 02-CV-5771 (NGG)(VVP)

Court: District Court, E.D. New York; May 13, 2011; Federal District Court

Narrative Opinion Summary

In a legal dispute involving the European Community and its member states as plaintiffs against entities associated with RJR Nabisco, the case centered around claims under the Racketeer Influenced and Corrupt Organizations Act (RICO) and various common-law torts related to cigarette sales practices. The United States District Court for the Eastern District of New York, led by Judge Nicholas G. Garaufis, addressed a motion to dismiss by the defendants. The court dismissed the plaintiffs' RICO claims due to their extraterritorial nature, referencing the Supreme Court's ruling in Morrison v. National Australia Bank Ltd. This dismissal left the issue of diversity jurisdiction as the sole remaining question, particularly whether the European Community qualified as a 'foreign state' under 28 U.S.C. § 1332. The court concluded that the European Community did not meet the criteria of a 'foreign state' at the time of the complaint's filing, thus lacking subject matter jurisdiction. Consequently, the court also declined to exercise supplemental jurisdiction over the remaining state-law claims. Furthermore, a request by the plaintiffs to amend their complaint was denied due to futility and undue delay. Ultimately, the court granted the defendants' motion to dismiss, ending the litigation for lack of jurisdiction.

Legal Issues Addressed

Amendment of Pleadings under Rule 15(a)

Application: The court denied the plaintiffs' request to amend their complaint, citing futility and undue delay.

Reasoning: The court denied this request, emphasizing its discretion under Rule 15(a) of the Federal Rules of Civil Procedure to grant or deny leave for good reasons, including futility, bad faith, undue delay, or prejudice to the opposing party.

Determining Jurisdiction Based on Status at Filing

Application: The court emphasized that diversity jurisdiction must be assessed based on the parties' status at the time of the complaint's filing, not subsequent changes.

Reasoning: The court must assess diversity jurisdiction based on the status of parties at the time the complaint is filed, not on changes that occur during litigation.

Diversity Jurisdiction under 28 U.S.C. § 1332

Application: The court found that the European Community does not qualify as a 'foreign state' under the diversity statute, which affected the court's subject matter jurisdiction.

Reasoning: The dismissal of the federal claims left diversity jurisdiction as the sole basis for the lawsuit. Significant changes occurred regarding the European Community's status during the litigation.

Extraterrestrial Application of RICO

Application: The court dismissed the plaintiffs' RICO claims as they involved extraterritorial application, which is not permitted under the Supreme Court decision in Morrison v. National Australia Bank Ltd.

Reasoning: On March 8, 2011, the court partially granted this motion concerning the plaintiffs' claims under the Racketeer Influenced and Corrupt Organizations Act (RICO), specifically noting that these federal claims were dismissed due to their extraterritorial nature as established by the Supreme Court decision in Morrison v. National Australia Bank Ltd.

Recognition of 'Foreign State' Status

Application: The court determined that the European Community was not recognized by the United States as a 'free and independent sovereign,' affecting its classification under the diversity statute.

Reasoning: The U.S. did not grant it de jure recognition as a 'free and independent sovereign' at the time of the Original Complaint.

Supplemental Jurisdiction under 28 U.S.C. § 1367(c)(3)

Application: The court declined to exercise supplemental jurisdiction over state-law claims after dismissing all federal claims.

Reasoning: The court also declines to exercise supplemental jurisdiction over state-law claims since it dismissed all federal claims, aligning with 28 U.S.C. 1367(c)(3).