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United States v. Smithfield Foods, Inc.

Citations: 965 F. Supp. 769; 44 ERC (BNA) 1792; 1997 U.S. Dist. LEXIS 7754; 1997 WL 306526Docket: Action 2:96cv1204

Court: District Court, E.D. Virginia; May 30, 1997; Federal District Court

Narrative Opinion Summary

This case involved the United States as the plaintiff against Smithfield Foods, Inc., and its subsidiaries, regarding violations of the Clean Water Act. The United States District Court for the Eastern District of Virginia addressed two motions: one by Smithfield to join additional state agencies as parties, which was denied, and another by the United States for partial summary judgment on liability, which was granted. Smithfield operated pork processing plants discharging wastewater into the Pagan River, regulated under Permit No. VA0059005. Despite state-issued special orders suggesting deferred compliance schedules, the court found these did not amend the permit's obligations, and Smithfield remained liable for numerous violations, including excessive discharges of phosphorus and other pollutants. The court emphasized the EPA's enforcement authority, which remains unaffected by state agreements not incorporated into federal permits. The court further highlighted deficiencies in Virginia's public participation provisions under the Clean Water Act, allowing federal enforcement to proceed independently of state actions. The outcome held Smithfield Foods and its subsidiaries liable for multiple permit violations, rejecting defenses of estoppel and waiver, and affirming the applicability of stricter state standards enforced by the EPA.

Legal Issues Addressed

Clean Water Act Liability

Application: The court determined that Smithfield Foods and its subsidiaries are liable for multiple violations of the Clean Water Act, specifically under Permit No. VA0059005.

Reasoning: The court grants the United States partial summary judgment, determining that the defendants are liable for multiple violations of the Clean Water Act, specifically under Permit No. VA0059005.

EPA Enforcement Authority

Application: The EPA retains authority to enforce permit terms despite state-issued special orders or interpretive letters, which cannot modify permit obligations without EPA approval.

Reasoning: Allowing state-issued special orders or interpretive letters to modify permit terms without EPA approval would undermine the EPA's enforcement authority as established by the Act.

Noncompliance with Effluent Limitations

Application: Smithfield Foods, Smithfield Packing, and Gwaltney were found liable for exceeding effluent limitations regarding several pollutants under Permit No. VA0059005.

Reasoning: Smithfield Foods, Smithfield Packing, and Gwaltney are accountable for exceeding effluent limitations in the same permit regarding phosphorus, ammonia-nitrogen, TKN, fecal coliform, minimum pH, cyanide, oil and grease, CBOD, BOD, and total suspended solids.

Permit Modification and Compliance

Application: The court found that Smithfield's Permit No. VA0059005 was not amended or overridden by the Board's Special Orders, and defendants remained liable for permit violations.

Reasoning: The court finds that the Permit was not altered by prior Special Orders from the Board. Additionally, the United States' claims are not subject to estoppel or barred by specific provisions of the Clean Water Act.

Public Participation under Clean Water Act

Application: Virginia's enforcement scheme was found lacking in public participation provisions required by the Clean Water Act, allowing federal enforcement actions to proceed.

Reasoning: Virginia law lacks sufficient public participation provisions comparable to Section 309(g) of the Clean Water Act, specifically failing to allow public hearings or judicial review regarding special orders.