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Frizzell v. Southwest Motor Freight, Inc.

Citations: 906 F. Supp. 441; 1995 U.S. Dist. LEXIS 18582; 68 Empl. Prac. Dec. (CCH) 44,080; 71 Fair Empl. Prac. Cas. (BNA) 1824; 1995 WL 713459Docket: 1:95-cv-00275

Court: District Court, E.D. Tennessee; November 20, 1995; Federal District Court

Narrative Opinion Summary

The case involves a civil action initiated by the plaintiff against a corporation and an individual, alleging violations of the Family and Medical Leave Act (FMLA) and the Tennessee Human Rights Act (THRA). Initially filed in state court, it was removed to federal court where the individual defendant moved to dismiss the claims, arguing that the THRA does not support individual liability for those not defined as 'employers.' The court reviewed the precedent set in Arnold v. Welch, which aligns the interpretation of 'employer' under the THRA with that under Title VII, both excluding individual liability. The plaintiff contended that Arnold was incorrectly decided, citing different interpretations from other jurisdictions and Tennessee appellate decisions. However, the court found no compelling basis to deviate from Arnold, emphasizing that federal courts must predict state law based on existing authoritative interpretations. Additionally, the court noted that the FMLA's definition of 'employer' excludes individuals, similar to Title VII. Consequently, the motion to dismiss the claims against the individual defendant was granted with prejudice, leaving the allegations against the corporate defendant for further proceedings.

Legal Issues Addressed

Dismissal for Failure to State a Claim

Application: The court granted the motion to dismiss as the complaint failed to state a viable claim for relief under the THRA and FMLA against individual defendant Cacace.

Reasoning: Ultimately, the Court granted Cacace's motion to dismiss, indicating that the complaint failed to state a claim for which relief could be granted.

Employer Definition under the Family and Medical Leave Act (FMLA)

Application: The FMLA defines 'employer' similarly to Title VII, requiring 50 or more employees, thus excluding individual defendants from liability.

Reasoning: The FMLA defines 'employer' similarly to Title VII, requiring 50 or more employees, and does not impose liability on individuals.

Federal Court's Role in Predicting State Law

Application: Federal courts must predict how the state's highest court would rule on unresolved issues, relying on intermediate appellate decisions unless there is compelling evidence to the contrary.

Reasoning: Federal courts determining state law must rely on decisions from the highest court of the state, as established in the Arnold case.

Individual Liability under the Tennessee Human Rights Act (THRA)

Application: The court affirmed that individuals who do not qualify as 'employers' are not liable under the THRA, aligning with the precedent set in Arnold v. Welch.

Reasoning: The court anticipates that the Tennessee Supreme Court will align its interpretation of the THRA with Title VII regarding individual liability.

Interpretation of 'Employer' under Title VII and THRA

Application: The court concluded that the definitions of 'employer' in both the THRA and Title VII exclude individual liability, and this interpretation is likely to be upheld by the Tennessee Supreme Court.

Reasoning: The THRA defines 'employer' as including the state, political subdivisions, and those employing eight or more individuals, while Title VII defines it as a person engaged in commerce with fifteen or more employees.