You are viewing a free summary from Descrybe.ai. For citation checking, legal issue analysis, and other advanced tools, explore our Legal Research Toolkit — not free, but close.

Helman v. Alcoa Global Fasteners, Inc.

Citations: 637 F.3d 986; 2011 A.M.C. 2134; 2011 U.S. App. LEXIS 4998; 2011 WL 855855Docket: 09-56501

Court: Court of Appeals for the Ninth Circuit; March 14, 2011; Federal Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

In this case, appellants, representing the estates of three deceased U.S. Navy crewmen, brought claims against Sikorsky Aircraft Corporation and others following a helicopter crash occurring approximately 9.5 nautical miles off Catalina Island. The claims, initially filed in California state court, included allegations of strict products liability, negligence, and breach of warranty under state and maritime law. Appellees removed the case to federal court, arguing that the Death on the High Seas Act (DOHSA) preempts the state law claims, as the incident took place beyond three nautical miles from U.S. shores. The district court granted motions to dismiss based on DOHSA preemption, noting that despite the extension of U.S. territorial waters to twelve nautical miles, DOHSA’s boundary remains unchanged. The court relied on a dissent by then-Judge Sotomayor in the TWA Flight 800 case, interpreting 'high seas' as beyond three nautical miles. Appellants contested this interpretation, but the court affirmed the dismissal, emphasizing Congressional amendments that clarified DOHSA’s scope. The case was certified for interlocutory appeal and marked as a case of first impression, with the appellate court conducting a de novo review and ultimately affirming the district court’s decision.

Legal Issues Addressed

Geographical Scope of DOHSA

Application: The court determined that DOHSA applies to incidents occurring between three and twelve nautical miles from U.S. shores, unaffected by the extension of U.S. territorial waters to twelve nautical miles.

Reasoning: Congress amended the Death on the High Seas Act (DOHSA) in 2006, changing the term 'beyond a marine league' to 'beyond three nautical miles' to clarify its meaning, thereby reaffirming the statute's geographical boundary despite the extension of U.S. territorial waters to twelve nautical miles.

Interpretation of 'High Seas' in DOHSA

Application: The court interpreted 'high seas' as waters beyond three nautical miles from the shore, rejecting the argument that it includes U.S. territorial waters extended to twelve nautical miles.

Reasoning: Appellants contend that 'high seas' excludes U.S. territorial waters, while appellees assert it encompasses all waters beyond the low-water mark. The text of DOHSA does not clearly define 'high seas,' leading to varying interpretations supported by pre-enactment case law.

Limits of Presidential Proclamation on Statutory Boundaries

Application: The court ruled that Presidential Proclamation No. 5928 did not alter DOHSA’s statutory boundary of three nautical miles as the proclamation did not intend to affect existing federal laws.

Reasoning: Proclamation 5928 states it does not alter existing federal or state laws, a view supported by a Department of Justice legal opinion indicating that statutes defining territorial sea as three miles remain unaffected.

Preemption under the Death on the High Seas Act (DOHSA)

Application: The court found that DOHSA preempts state law claims for wrongful death arising from incidents occurring beyond three nautical miles from U.S. shores.

Reasoning: The district court granted both motions, ruling that DOHSA preempts Appellants’ state law and maritime wrongful death claims, applying specifically to non-commercial aircraft accidents beyond three nautical miles from the shore.

Role of Amendments in Statutory Interpretation

Application: The court held that amendments to DOHSA clarified its geographical scope, and legislative history was deemed unnecessary for interpretation.

Reasoning: Both the majority and dissenting opinions emphasized legislative history and Congressional intent, but the analysis was deemed unnecessary due to subsequent amendments clarifying the text of the Death on the High Seas Act (DOHSA).