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Clontech Laboratories, Inc. v. Invitrogen Corp. (Formerly Life Technologies, Inc.)

Citations: 406 F.3d 1347; 74 U.S.P.Q. 2d (BNA) 1598; 2005 U.S. App. LEXIS 7767Docket: 2003-1464

Court: Court of Appeals for the Federal Circuit; May 5, 2005; Federal Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

The case involves Invitrogen Corporation's appeal against a District of Delaware court ruling that found the company liable for false marking under 35 U.S.C. § 292. The dispute arose from Clontech Laboratories, Inc.'s 1998 lawsuit concerning patents for RNase H deficient Reverse Transcriptase (RT) polypeptides. Invitrogen's products, SUPERSCRIPT (SS) and SUPERSCRIPT II (SSII), along with associated kits and cDNA libraries, were marked with patents allegedly not covering these products. The trial court ruled that Invitrogen falsely marked these products with deceptive intent, based on RNase H activity experiments and lack of corrective action. The appellate court found insufficient evidence to establish that Invitrogen was aware of the false marking, reversing and vacating parts of the trial court's decision, particularly concerning the SS and SSII products. The court upheld the finding of false marking for cDNA libraries, as Invitrogen conceded these products were unpatented. The appellate decision affirmed parts of the trial court's ruling, reversed and vacated others, and remanded the case for further proceedings, highlighting the necessity of proving intent to deceive and accurate claim interpretation for liability under the statute.

Legal Issues Addressed

Claim Interpretation and Coverage

Application: The court assesses whether marked products fall under the claims of the cited patents, impacting the determination of false marking.

Reasoning: The statute defines an 'unpatented article' as one not covered by any claims of the cited patent, necessitating claim interpretation to assess coverage.

False Marking under 35 U.S.C. § 292

Application: The court examines whether Invitrogen falsely marked products with patent numbers, determining liability based on intent to deceive.

Reasoning: The court reviewed evidence, including RNase H activity experiments conducted over the years, with particular emphasis on results from 2000, which were deemed conclusive. The court determined that these results indicated Invitrogen was aware its products were not covered by the patents, and its subsequent failure to correct the marking demonstrated deceptive intent.

Good Faith Belief in Patent Coverage

Application: The court considers whether Invitrogen had a good faith belief that its products were covered by the patents to avoid liability under § 292.

Reasoning: The plaintiff must demonstrate, by a preponderance of the evidence, that the accused did not reasonably believe the products were correctly marked.

Judicial Review of Factual Findings

Application: The appellate court reviews the trial court's factual findings for clear error, particularly concerning the results of the 2000 experiments.

Reasoning: The court determined that the trial court erred in concluding that the results of the 2000 experiments provided Invitrogen with notice that its products were not covered by the relevant patents.

Scope of Patents and Product Marking

Application: The court evaluates whether the inclusion of specific products within kits marked with patents subjects them to false marking liability.

Reasoning: The court reverses the trial court's finding that the kits were falsely marked based solely on the failure of SS and SSII to meet the 'substantially no RNase H activity' limitation, as it found clear error in the trial court's reasoning.

Standard for Intent to Deceive

Application: Intent to deceive is evaluated using both subjective belief and objective evidence, requiring proof that the accused knew the marking was false.

Reasoning: Intent to deceive arises when a party knowingly makes false statements, which mislead the recipient into believing those statements are true. This state of mind, while subjective, is legally established using objective criteria.