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Kendall v. Barker

Citations: 197 Cal. App. 3d 619; 243 Cal. Rptr. 42Docket: A038861

Court: California Court of Appeal; January 5, 1988; California; State Appellate Court

Narrative Opinion Summary

In this appellate case, the plaintiff-appellant challenged a trial court's decision to grant the defendant-respondent relief from a default judgment under California Code of Civil Procedure section 473. The underlying dispute involved a breach of employment agreement, resulting in a default judgment against the defendant for $18,931. The defendant sought relief from the default, claiming neglect by previous counsel but failed to provide substantial evidence for the claim. The trial court's order included a $500 sanction for delay but was ultimately reversed on appeal. The appellate court found that the trial court abused its discretion as the defendant did not demonstrate excusable neglect and delayed action for nearly six months without satisfactory explanation. The appellate court emphasized that relief under section 473 requires competent evidence of excusable neglect, which was not present in this case. The decision highlights the necessity for timely action and substantial proof when seeking relief from default judgments, underscoring that attorney negligence is typically imputed to the client unless extreme misconduct is evident, which was not the case here. The outcome led to the reversal of the trial court's order and denial of further review by the Supreme Court.

Legal Issues Addressed

Attorney Negligence and Client Responsibility

Application: The court found no evidence of extreme misconduct by Barker's former counsel that would negate the attorney-client relationship, thus imputing any negligence to Barker.

Reasoning: Generally, a party must show that any attorney error was excusable, as attorney negligence is imputed to the client, with an exception for extreme misconduct that negates the attorney-client relationship.

Burden of Proof for Excusable Neglect

Application: The court concluded that Barker failed to meet the burden of proof required to demonstrate excusable neglect, as no substantial evidence supporting the claim was provided.

Reasoning: The burden lies on the moving party to prove excusable neglect by a preponderance of the evidence. A mere conclusory statement from counsel, lacking personal knowledge and based only on information and belief, does not constitute competent proof and fails to meet this evidentiary standard.

Relief from Default Judgment under CCP Section 473

Application: The appellate court determined that the trial court abused its discretion in granting relief from default judgment to Barker without competent evidence of excusable neglect.

Reasoning: The appellate court emphasizes that while relief under section 473 is granted at the trial court's discretion, such discretion must be exercised based on legal principles, not arbitrarily.

Timeliness of Motion to Set Aside Default Judgment

Application: Barker's delay of nearly six months in seeking relief was deemed unreasonable, and the court found no record evidence supporting claims of diligence.

Reasoning: Delays exceeding three months in seeking default relief typically lead to denial. The respondent's motion to set aside the default judgment was based on claims of 'excusable neglect' by former counsel.