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Perkins v. CTX Mortg. Co.

Citations: 969 P.2d 93; 137 Wash. 2d 93; 1999 Wash. LEXIS 4Docket: 64581-7

Court: Washington Supreme Court; January 6, 1999; Washington; State Supreme Court

Narrative Opinion Summary

The Supreme Court of Washington evaluated whether CTX Mortgage Company engaged in the unauthorized practice of law by charging a $250 fee for document preparation in residential home loans. The plaintiffs, a couple who had obtained a loan from CTX, alleged that this fee violated the Consumer Protection Act. The trial court dismissed the class action, and on appeal, the court affirmed this decision. Central to the case was whether CTX's lay employees exercised legal discretion in preparing documents, as the practice of law includes drafting legal instruments such as promissory notes and deeds of trust. While CTX's attorneys were involved in the legal aspects, lay employees handled clerical tasks. The court concluded that the fee's presence did not constitute unauthorized practice if the nature of the service did not involve legal discretion. The ruling underscored that the legality of document preparation hinges on the distinction between legal judgment and clerical work, with the court emphasizing the need to protect the public from harm due to unauthorized legal practice. Despite dissenting opinions highlighting potential risks, the court upheld the dismissal, finding that CTX's division of labor between attorneys and lay employees minimized public harm and reduced costs.

Legal Issues Addressed

Consumer Protection Act Violation

Application: The Perkinses argued that CTX's document preparation fee violated the Consumer Protection Act by constituting unauthorized practice of law.

Reasoning: The Perkinses argued that the fee constituted unauthorized practice of law, violating the Consumer Protection Act, but the court affirmed the trial court's ruling after both parties sought summary judgment.

Impact of Charging a Fee on Legal Practice

Application: The court determined that charging a fee for document preparation does not necessarily constitute unauthorized practice of law, focusing instead on the nature of the service.

Reasoning: The applicable rule is that the characterization of services, not the compensation, governs the analysis of unauthorized legal practice.

Legal Discretion in Document Preparation

Application: The case examines whether mortgage lenders can prepare legal documents without exercising legal discretion through lay employees.

Reasoning: The key issue is whether a mortgage lender can prepare legal documents associated with financing when lay employees do not exercise legal discretion.

Role of Attorneys in Document Preparation

Application: CTX's attorneys' involvement in selecting and programming document templates was crucial in establishing their actions as authorized legal practice.

Reasoning: CTX's attorneys were directly involved in creating loan documents and programming the system for selecting document templates, indicating that CTX engaged in the practice of law by selecting and preparing legal documents related to residential home financing.

Unauthorized Practice of Law in Document Preparation

Application: CTC Mortgage Company's preparation of legal loan documents by lay employees is scrutinized for unauthorized practice of law.

Reasoning: CTX prepared both legal and non-legal documents for the Perkinses' loan, while attorneys handled tasks requiring legal judgment, such as selecting loan products and preparing essential legal documents.