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In Re Barta

Citations: 962 P.2d 532; 265 Kan. 762; 1998 Kan. LEXIS 395Docket: 80,672

Court: Supreme Court of Kansas; July 10, 1998; Kansas; State Supreme Court

Narrative Opinion Summary

In this disciplinary case, the Kansas Supreme Court addressed misconduct by an attorney who violated the Kansas Rules of Professional Conduct. The attorney, representing clients in various lawsuits, improperly used $10,074 from client trust funds for personal expenses, in breach of MRPC 1.15 and MRPC 1.5(b). Although the attorney made timely payments on behalf of the clients, his conduct prompted disciplinary proceedings following a complaint from a former secretary, which lacked sufficient evidence. The panel found clear and convincing evidence of violations, noting prior informal admonitions and a pattern of misconduct. Despite the violations, the attorney cooperated with the investigation and admitted his wrongdoing. The panel, referencing ABA Standards 4.1 and 4.12, recommended suspension; however, the court opted for a two-year probationary period with strict conditions, including monthly reporting of trust account activities and an audit after the first year. The decision reflects a balance between recognizing misconduct and providing an opportunity for rehabilitation, with the order published in the Kansas Reports and costs charged to the attorney.

Legal Issues Addressed

Disciplinary Measures for Misconduct

Application: Despite acknowledging wrongdoing and cooperating, the attorney's pattern of misconduct led to disciplinary recommendations.

Reasoning: The panel identified aggravating factors, including Barta's prior informal admonitions for similar conduct and a pattern of misconduct.

Failure to Communicate on Fees under MRPC 1.5(b)

Application: The attorney failed to provide adequate communication regarding fees, contributing to the disciplinary action.

Reasoning: The panel found him in violation of the Kansas Rules of Professional Conduct, specifically MRPC 1.15 (safekeeping of property) and MRPC 1.5(b) (failure to communicate on fees).

Probation as an Alternative to Suspension

Application: The court opted for a two-year probation period with conditions for compliance instead of a one-year suspension.

Reasoning: While a minority of the court supports a one-year suspension, the majority favors a two-year probationary period, allowing the Respondent to demonstrate compliance.

Safekeeping of Property under MRPC 1.15

Application: The attorney improperly used client trust funds for personal expenses, violating professional conduct rules.

Reasoning: Barta represented Mr. and Mrs. William Just in various lawsuits and improperly used $10,074 from their trust funds for personal attorney fees and expenses, admitting this during the proceedings.

Standards for Suspension

Application: The ABA Standards 4.1 and 4.12 suggest suspension for mishandling client property, even if no actual harm occurs.

Reasoning: The panel referenced ABA Standards 4.1 and 4.12, which suggest suspension is appropriate when a lawyer improperly handles a client’s property, potentially causing harm.