State of Tennessee v. Raul T. Garcia

Docket: E2000-02817-CCA-R3-CD

Court: Court of Criminal Appeals of Tennessee; July 31, 2001; Tennessee; State Appellate Court

Original Court Document: View Document

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Raul T. Garcia was convicted by a Greene County jury of reckless aggravated assault, a Class D felony, and sentenced to four years as a Range I, standard offender. The conviction stemmed from an incident on June 18, 2000, where Garcia, under the influence of alcohol, physically assaulted his girlfriend, Regina Absher. When Kenneth Sizemore, the victim, responded to Absher's cries for help, Garcia threatened him and attacked with a garden hoe, causing injuries to Sizemore. The defendant appealed, arguing insufficient evidence for the conviction, claiming self-defense, and contesting the appropriateness of his sentence. The appellate court reviewed the evidence and upheld the conviction and sentence, affirming the trial court's judgment. The court found the evidence adequate to support the conviction and determined that the trial court correctly applied an enhancing factor regarding the use of a deadly weapon while rejecting the defendant's mitigating factors.

Mr. Sizemore testified that the Defendant struck his trailer door multiple times with a hoe after Sizemore had entered. He sustained serious injuries requiring extensive surgery, ultimately being flown to Jewish Hospital in Louisville, Kentucky. At trial, Sizemore reported significant limitations in the use of his right hand. Dr. Donald Hanson, an independent contractor at Laughlin Emergency Room, treated Sizemore and identified a tendon laceration on his left index finger and severe lacerations on his right wrist. Dr. Hanson noted that Sizemore had no functional use of his right thumb, index, or middle fingers, although he retained touch sensation in his index finger. Dr. Hanson referred Sizemore for further treatment due to the severity of his injuries. 

Dr. Hanson also testified that Sizemore had consumed three to five beers prior to the incident but showed no signs of impairment during examination. The Defendant claimed that Ms. Absher became upset over his drinking and began throwing items at him, prompting him to follow her outside. The Defendant alleged that Sizemore approached him wielding a stick, which he described as resembling a two-by-four, and that Sizemore attacked him with it. In self-defense, the Defendant picked up the hoe and claimed to have kicked Sizemore during the altercation. Although Ms. Absher claimed to have seen Sizemore with a two-by-four, she had not mentioned this in prior statements, and Sizemore denied having the stick. Ms. Absher witnessed the Defendant swing the hoe but did not see the actual impact on Sizemore and testified that Sizemore appeared drunk upon arrival.

The Defendant was charged with knowing aggravated assault but was convicted of the lesser-included charge of reckless aggravated assault. The State needed to prove beyond a reasonable doubt that the Defendant recklessly caused serious bodily injury to Sizemore. The appellate court's review standard for sufficiency of evidence requires considering the evidence in the light most favorable to the prosecution to determine if a rational trier of fact could find all essential elements of the crime proven beyond a reasonable doubt.

Findings of guilt can be based on direct evidence, circumstantial evidence, or both. The court does not re-evaluate or re-weigh evidence when assessing its sufficiency and must respect the trier of fact's inferences. Credibility, weight, and factual issues are determined by the trier of fact, while the court must view the evidence favorably for the State and draw reasonable inferences from it. A guilty verdict shifts the presumption of innocence to a presumption of guilt, placing the burden on the convicted defendant to demonstrate insufficient evidence. In this case, the evidence supports the jury's finding of reckless aggravated assault, as serious bodily injury was established through testimony from the victim and a doctor. The jury determined that the Defendant acted recklessly, resulting in a Class D conviction rather than a Class C. The claim of self-defense was rejected by the jury. 

Regarding sentencing, the trial court sentenced the Defendant to four years of incarceration, which he contests along with the denial of alternative sentencing. The reviewing court conducts a de novo review of the sentence with a presumption of correctness when the trial court's consideration of sentencing principles and relevant facts is affirmatively shown. If not, the review is purely de novo.

The trial court determines the sentence by evaluating various factors, including trial evidence, the presentence report, sentencing principles, the nature of the crime, enhancement and mitigating factors, defendant statements, and rehabilitation potential, according to Tenn. Code Ann. 40-35-210(a,b). Reckless aggravated assault is classified as a Class D felony (Tenn. Code Ann. 39-13-102(d)), and the presumptive sentence for Class B, C, D, or E felonies is the minimum unless enhancement or mitigating factors are present (Tenn. Code Ann. 40-35-210(c)). If such factors exist, the court starts with the presumptive sentence, applies enhancements, and considers mitigations (Tenn. Code Ann. 40-35-210(e)). The trial judge has discretion over the weight of each factor, but the sentence must be supported by the record and comply with the 1989 Sentencing Reform Act (State v. Moss, 727 S.W.2d 229, 237). Specific findings must be made on the record, including reasons for any enhancements (Tenn. Code Ann. 40-35-209(c), 40-35-210(f)). For appellate review, the court's reasoning should be clear (State v. Ervin, 939 S.W.2d 581, 584). If the statutory procedure is followed and the findings are supported by the record, the sentence cannot be modified on appeal, regardless of preference (State v. Fletcher, 805 S.W.2d 785, 789). The defendant must demonstrate any impropriety (Ashby, 823 S.W.2d 169). In this case, the trial court adhered to the sentencing guidelines and considered all relevant factors. The defendant's sentence length was contested, with a Range I standard offender facing a two to four-year sentence (Tenn. Code Ann. 40-35-112(a)(4)). The court applied enhancement factors due to the defendant's prior criminal behavior and the use of a deadly weapon, which, although not an element of the offense, was valid for sentence enhancement given the circumstances of the assault.

The trial court highlighted the Defendant's prior criminal record, including a 1997 DUI conviction, a 2000 conviction for driving without a license, and a 2000 conviction for public intoxication. The Defendant did not dispute the court's use of enhancement factors in sentencing. The court evaluated and ultimately dismissed the Defendant's claims of acting under strong provocation and the existence of substantial grounds that might excuse his conduct. Additionally, the court rejected the notion that the Defendant's struggles with the English language or cultural understanding were mitigating factors. The court found no other mitigating circumstances and upheld a four-year sentence based on the application of two enhancement factors.

Regarding alternative sentencing, the court determined that it was inappropriate due to the violent nature of the crime, the Defendant's criminal history, a pattern of alcohol abuse, and concerns about deterring similar future offenses. The court referenced Tennessee Code Annotated 40-35-102(5) and noted that convicted felons with severe offenses and significant criminal histories should prioritize incarceration. While the Defendant, as a standard offender convicted of a Class D felony, was presumed eligible for alternative sentencing, this presumption can be overridden based on the specifics of the case. The court concluded that factors such as a history of criminal conduct, the seriousness of the offense, and the ineffectiveness of less restrictive measures justified the sentence imposed.

In determining sentencing alternatives, the trial court must consider the potential for the defendant's rehabilitation as outlined in Tenn. Code Ann. 40-35-103(5). In this case, confinement was deemed necessary to uphold the seriousness of the offense, as the defendant committed a violent attack that resulted in severe bodily injuries to the victim, necessitating extensive medical care. The defendant’s prior criminal history reflects that previous, less restrictive measures failed, as evidenced by continued alcohol abuse despite prior convictions for driving under the influence and public intoxication. This ongoing substance abuse suggests a lack of positive rehabilitative potential. Consequently, the trial court’s decision to impose a four-year sentence in the Tennessee Department of Correction was upheld. Additionally, a correction is needed in the judgment to reflect the proper citation of Tennessee Code Annotated 39-13-102 instead of 39-13-101.