State of Tennessee v. Michael R. Harness

Docket: E2004-01946-CCA-R3-CD

Court: Court of Criminal Appeals of Tennessee; October 11, 2005; Tennessee; State Appellate Court

Original Court Document: View Document

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Michael R. Harness was sentenced to five years for attempted aggravated sexual battery after pleading guilty. The trial court classified him as a child rapist, requiring him to serve his sentence at 100%. Harness appealed, arguing errors in the application of sentencing enhancement factors, denial of alternative sentencing, and the classification as a child rapist. The Court of Criminal Appeals of Tennessee found that the trial court erred in classifying him as a child rapist and in applying an enhancement factor while neglecting to consider a mitigating factor related to his poor health. Consequently, the court modified his sentence to four years with a 30% release eligibility, affirming the trial court's judgment in other respects and remanding for entry of a consistent judgment. The case originated from allegations that Harness sexually abused his granddaughter between 1999 and 2001, which he acknowledged might have occurred but could not recall. Testimonies at the sentencing hearing revealed a history of abuse within the family, with the victim's uncle also detailing his own experiences of molestation by the defendant. The defendant cited significant health issues and a desire to avoid further trauma to the victim as reasons for his plea.

The victim reported the defendant's actions to prevent further abuse of her sister, disclosing to her therapist that he had touched her and made her touch him. The victim's stepfather expressed a desire for her to trust the justice system, prompting her testimony. At nine years old, the victim stated her intention for the defendant to be jailed to protect others. The defendant's niece testified to his character, stating she had never witnessed inappropriate behavior and noted his declining health and isolation since the charges arose. 

The defendant's presentence report revealed a lack of significant criminal history, aside from a dismissed check charge in 1995, and detailed his serious health issues, including congestive heart failure. During sentencing, the state neither supported nor opposed probation but requested the maximum six-year sentence if alternative sentencing were granted. The trial court considered enhancement factors from Tennessee law, including the defendant's previous criminal history, the nature of the offense, and the abuse of a position of trust, ultimately sentencing him to five years without mitigating factors and classifying him as a child rapist.

The defendant argued that the trial court violated the Blakely v. Washington ruling by applying enhancement factors not determined by a jury, failed to consider mitigating factors, overlooked his eligibility for probation, and erred in the child rapist classification. The state contended that the sentencing scheme was constitutional, conceded the trial court's error in applying one enhancement factor, and maintained that the classification as a child rapist was incorrect. Appellate review of the sentencing decision is conducted de novo, with a presumption of correctness regarding the trial court's findings.

The responsibility lies with the appealing party to demonstrate the impropriety of the sentencing. If the trial court adhered to the statutory sentencing process, supported its factual findings with evidence, and considered relevant sentencing factors under the 1989 Sentencing Act, the sentence will not be disturbed even if a different outcome is preferred. The presumption of correctness of the trial court's decision is contingent upon an affirmative demonstration that all relevant sentencing principles and facts were considered. For meaningful appellate review, the trial court must explicitly document its rationale for the final sentencing decision, identify mitigating and enhancement factors, provide supporting facts for each enhancement, and explain the evaluation and balance of these factors.

In reviewing the sentence de novo, the appellate court must consider various elements, including trial evidence, presentence reports, sentencing principles, the nature of the criminal conduct, mitigating and enhancement factors, the defendant's statements, and rehabilitation potential. 

The defendant argues that the trial court breached the Blakely ruling by applying enhancement factors not found by the jury or admitted by the defendant to increase his sentence from three to five years, while also neglecting to apply a mitigating factor. The state counters that Tennessee’s sentencing framework does not infringe upon the Sixth Amendment and that the trial court correctly assigned a five-year sentence, although it admits to an error in applying one enhancement factor. The state also argues there was no error in not applying mitigating factors. The sentencing range for a Range I, Class C felon is three to six years, with the presumptive minimum sentence applicable unless enhancement factors are present.

According to Tennessee law, the trial court is to increase sentences based on enhancement factors and decrease them for mitigating factors, with the court's discretion regarding the weight of these factors provided it meets the principles of the 1989 Sentencing Act. The U.S. Supreme Court's Blakely decision mandates that any facts used to elevate a sentence above the presumptive level must either be admitted by the defendant or found by a jury, except for prior convictions. However, the Tennessee Supreme Court determined that failure to raise a Sixth Amendment objection in the trial court waives the issue on appeal, and that Tennessee’s sentencing practices conform to Sixth Amendment requirements. The defendant did not object on these grounds during sentencing, thereby waiving the issue for appeal.

The trial court applied enhancement factors from Tennessee Code Annotated section 40-35-114 in sentencing the defendant. Factors (2) and (16) were upheld: (2) was supported by testimony from the defendant’s son, who detailed childhood abuse, indicating a history of criminal behavior; (16) was applicable because the defendant abused a position of trust while acting as a babysitter. However, the court erred in applying enhancement factor (8), as it constitutes an element of sexual battery and cannot be used to enhance a sentence for that offense, as established in State v. Kissinger. The defendant was convicted of attempted aggravated sexual battery, which inherently includes the intent to gratify personal desires, thus disqualifying it as an enhancement factor.

Additionally, the trial court failed to consider a mitigating factor regarding the defendant's poor health, as indicated in the presentence report, which noted his need for oxygen, a cane for mobility, an ileostomy, and congestive heart failure. A 2003 Social Security Administration determination labeled him totally disabled and severely limited in understanding and memory. The appropriate sentence was deemed to be four years.

Regarding alternative sentencing, the defendant argued for probation eligibility under Tennessee Code Annotated section 40-35-303(a), claiming a lack of prior criminal record and that the statutory presumption for alternative sentencing was not overcome. The state contended that denial of alternative sentencing was justified to reflect the seriousness of the crime. The trial court's considerations included the necessity of confinement to protect society and deter similar offenses, the defendant's prior conduct history, and potential for rehabilitation. Ultimately, the sentence should be the least severe necessary to achieve its intended purpose.

The defendant's use of 'alternative sentencing' and 'probation' as interchangeable terms is incorrect; the criteria for each are distinct. A defendant is presumed entitled to alternative sentencing unless the state can prove otherwise, whereas the defendant must demonstrate suitability for full probation. In this case, the defendant pled nolo contendere to a Class C felony, making him a presumptive candidate for alternative sentencing. However, the trial court deemed his history of sexually abusing his son and the nature of the offense warranted confinement to prevent diminishing the seriousness of the crime. Consequently, the court denied alternative sentencing, finding insufficient accountability from the defendant.

On appeal, the defendant contested the trial court's decision to impose a one-hundred percent service requirement for his five-year sentence. Both the defendant and the state argued that he should be eligible for release after serving thirty percent of the sentence. The trial court initially classified the defendant as a Range I, standard offender with a thirty percent release eligibility but later reclassified him as a child rapist, necessitating full service of the sentence. This reclassification was not supported by the conviction for attempted aggravated sexual battery, which does not require a one-hundred percent service. The judgment of conviction, stating a thirty percent eligibility, prevails over the trial court's conflicting transcript. Thus, the court determined that the trial court erred in its classification and modified the sentence to four years with a thirty percent release eligibility. The overall judgment was affirmed, and the case was remanded for consistent judgment entry.