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Spann v. AMERICAN EXP. TRAVEL SERVICES

Citations: 224 S.W.3d 698; 2006 Tenn. App. LEXIS 582; 2006 WL 2516431Docket: M2004-02786-COA-R3-CV

Court: Court of Appeals of Tennessee; August 30, 2006; Tennessee; State Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

This case involves a legal dispute between cardholders and American Express concerning unauthorized charges and the enforceability of a class arbitration waiver within their cardmember agreements. The cardholders initiated a class action alleging unfair trade practices and other claims, while the issuer sought to compel individual arbitrations. The trial court invalidated the class arbitration waiver as unconscionable, but the decision was appealed. The appellate court upheld the order to compel arbitration but reversed the finding of unconscionability, concluding that the waiver was not substantively or procedurally unconscionable under Utah law. The agreements, governed by the Federal Arbitration Act (FAA), mandated arbitration for disputes, with challenges to arbitration provisions generally resolved by arbitrators. The court's decision reflects the FAA's pro-arbitration stance and Utah's restrictive view on unconscionability, acknowledging recent legislative changes allowing unilateral contract amendments with proper notice. The outcome affirmed arbitration while reinstating the class arbitration waiver, with costs of the appeal assigned to the cardholders.

Legal Issues Addressed

Enforcement of Arbitration Clauses under the FAA

Application: The ruling emphasized that the FAA mandates enforcement of arbitration agreements, preempting conflicting state laws.

Reasoning: The FAA, enacted in 1925 and revised in 1947, mandates enforcement of written arbitration agreements in contracts involving interstate commerce, except on grounds that would also invalidate any contract.

Federal Arbitration Act (FAA) and Class Arbitration Waivers

Application: The FAA was applied to enforce arbitration agreements unless invalid under general contract defenses, and the court found the class arbitration waiver enforceable.

Reasoning: The FAA emphasizes consent in arbitration agreements, respecting the parties' intentions and limits on arbitration scope.

Procedural Unconscionability

Application: The court reversed the trial court's finding of procedural unconscionability, determining that the factors did not meet the threshold of gross procedural unfairness.

Reasoning: Procedural unconscionability pertains to how the contract was formed and the relative bargaining power of the parties involved, focusing on whether there was exploitation of an unfairly advantageous position.

Role of Arbitrator in Determining Contractual Challenges

Application: The court noted that challenges to arbitration provisions should be addressed by an arbitrator, aligning with precedent from Buckeye Check Cashing, Inc. v. Cardegna.

Reasoning: A recent Supreme Court ruling in Buckeye Check Cashing, Inc. v. Cardegna clarified that challenges to arbitration provisions based on the overall legality of a contract must be resolved by an arbitrator, not a court.

Unconscionability under Utah Contract Law

Application: The court held that the class arbitration waiver clause in the cardmember agreements was not substantively unconscionable under Utah law.

Reasoning: The overwhelming majority of state and federal courts, excluding California, have rejected the notion that class action and class arbitration waiver clauses are inherently unconscionable.