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Stephen Shoemaker v. Robert Taylor

Citation: Not availableDocket: 11-56476

Court: Court of Appeals for the Ninth Circuit; September 13, 2013; Federal Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

This case involves a federal habeas corpus petition under 28 U.S.C. § 2254, wherein the petitioner challenged misdemeanor convictions for possessing and duplicating child pornography under California Penal Code sections 311.11 and 311.3. Following unsuccessful direct appeals and state habeas proceedings, the petitioner sought federal relief, raising claims that certain images were either innocent or morphed and thus protected by the First Amendment, challenging the sufficiency of the evidence, and alleging errors in jury instructions and prosecutorial argument. The Ninth Circuit, applying the deferential standards mandated by the Antiterrorism and Effective Death Penalty Act (AEDPA), affirmed the district court’s denial of relief. The court conducted an independent review of the images using the Dost factors, found no First Amendment protection for the depictions at issue—including morphed images—and held that the state court’s application of federal law was neither contrary to nor an unreasonable application of Supreme Court precedent. The panel acknowledged prosecutorial error regarding the emphasis on context but deemed the error harmless under the Brecht standard, given the nature of the images and jury instructions. The court further concluded that the petitioner failed to establish an unreasonable denial of his sufficiency of evidence claim or entitlement to an expanded certificate of appealability. Accordingly, the petitioner’s convictions and sentence, including custody, probation, fines, and lifetime sex offender registration, were upheld, and no further petitions for rehearing would be entertained.

Legal Issues Addressed

Application of Dost Factors to Determine Child Pornography

Application: The court applied the Dost factors to assess whether the images at issue constituted child pornography, finding multiple factors present and concluding the images were not protected speech.

Reasoning: Depictions of nude children are assessed for lasciviousness or lewdness using the Dost factors, established in United States v. Dost. These factors include: (1) focus on the child's genitalia or pubic area; (2) sexually suggestive setting; (3) unnatural poses or inappropriate attire; (4) clothing status; (5) suggestions of sexual coyness; and (6) intent to elicit a sexual response. The Dost factors serve as general principles rather than exclusive criteria. Upon reviewing specific images claimed by Shoemaker to be innocuous, the court found multiple factors indicating child pornography, including nudity and sexual coyness, justifying the state court's determination.

First Amendment Protection and Child Pornography

Application: The court held that neither the allegedly innocuous images nor the morphed images at issue were entitled to First Amendment protection, distinguishing the case from Ashcroft v. Free Speech Coalition and affirming that lascivious depictions of minors are unprotected.

Reasoning: Upon reviewing Exhibits 3, 5, 7, 9, 12, and 13, the court finds that these images do not qualify as protected speech under the First Amendment. Citing Supreme Court precedents, the court explains that not all images of nude children constitute child pornography, as nudity alone is protected expression (New York v. Ferber, 458 U.S. 747, 765 n.18 (1982)). However, the Court has upheld laws criminalizing "lewd" or "lascivious" depictions of nude minors, affirming that these terms are not vague and are subject to community standards and factual determination by juries (United States v. X-Citement Video, Inc., 513 U.S. 64 (1994)).

Harmless Error Doctrine in Prosecutorial Misconduct

Application: Although the prosecutor's argument regarding the context of the images constituted error under Free Speech Coalition, the court found the error harmless under the Brecht standard due to the nature of the images and the jury instructions.

Reasoning: However, the prosecutor's closing argument introduced a significant issue by emphasizing the context of the adult Beachbaby website, suggesting that otherwise innocent images were rendered pornographic due to their placement among explicit content. This argument contravened the principles established in Free Speech Coalition, as it implied that the jury's verdict could hinge on the context of the images. Despite this error, the court concluded that the prosecutor's mistake did not have a substantial impact on the jury's decision, applying the Brecht standard which assesses the prejudicial effect of constitutional errors.

Role of Context in Determining Child Pornography

Application: The court clarified that, while context should not be the principal factor in determining whether an image is child pornography, it may still be relevant under certain circumstances, and the jury was properly instructed to focus on content using the Dost factors.

Reasoning: Shoemaker also challenges the jury's consideration of the context in which the images were shown, arguing that this was erroneous based on Free Speech Coalition's implications about the irrelevance of context in child pornography determinations. However, the Court clarifies that Shoemaker misinterprets Free Speech Coalition, which invalidated a law based on how materials conveyed impressions of minors in explicit conduct, asserting that determinations should focus on content rather than presentation. Nevertheless, it does not eliminate the possibility of context being a relevant factor in assessing whether certain materials are obscene.

Standard of Review Under AEDPA for Federal Habeas Petitions

Application: The court reaffirmed that, under AEDPA, federal habeas relief is only available if a state court's decision is contrary to, or involves an unreasonable application of, clearly established Supreme Court law or is based on an unreasonable determination of facts.

Reasoning: Under the Anti-Terrorism and Effective Death Penalty Act (AEDPA), habeas relief can be granted only if a state court's decision is either contrary to or involves an unreasonable application of clearly established federal law as defined by the Supreme Court, or if it is based on an unreasonable determination of facts presented during state court proceedings (28 U.S.C. 2254(d)). Clearly established federal law includes the Supreme Court's holdings at the time of the relevant state decision (Williams v. Taylor, 529 U.S. 362, 412 (2000)).

Status of Morphed Images Under Child Pornography Laws

Application: The court determined that morphed images depicting real children in sexually explicit contexts are unprotected by the First Amendment, finding no Supreme Court precedent to the contrary and aligning with circuit court decisions recognizing the harms to children's reputations and psychological well-being.

Reasoning: There is no established law that protects morphed images resembling child pornography, as such images still implicate the state's compelling interest in protecting children from harm, as reaffirmed in Ferber. ... Several circuit courts have ruled that morphed images of children in sexual contexts are unprotected speech. For example, the Second Circuit stated that sexually explicit images that incorporate the faces of real minors are not protected under the First Amendment due to the risks posed to the minors' reputations and psychological well-being.

Sufficiency of Evidence and Certificate of Appealability

Application: The court held that Shoemaker failed to demonstrate that the state court's denial of his sufficiency of the evidence claim was unreasonable, and that the district court properly refused to expand the certificate of appealability.

Reasoning: Shoemaker fails to demonstrate that the state court's decision was unreasonable regarding the sufficiency of evidence for his convictions. The state court reasonably rejected Shoemaker’s claim of insufficient evidence for knowingly possessing child pornography, noting that he owned websites with incriminating material located in a folder titled "shoe," which contained personal images linking him to the content.